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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-15 |
| AL | RA | APPROVED | 2016-07-21 |
| AR | RA | APPROVED | 2009-08-10 |
| GA | RA | APPROVED | 2009-06-01 |
| OK | RA | APPROVED | 2009-06-01 |
| SC | RA | APPROVED | 2009-06-01 |
Branch Locations
740 Shades Creek Parkway, Birmingham, AL 35209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Birmingham | AL | 06/2009 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-11-04 |
| S63 | Uniform Securities Agent State Law Examination | 1997-10-29 |
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