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Michael Eugene Williams

LPl Financial LLC

Clearwater, FL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-02-15
  • FL RA
    APPROVED
    Since 2018-02-15

Branch Locations

2849 Executive Dr Ste 120, Clearwater, FL 33762 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Invest Financial Corp. Tampa FL 03/2009 02/2018
Lpl Financial Llc Clearwater FL 02/2018 Present
  • 03/2009 → 02/2018
    Invest Financial Corp.
    Tampa, FL
  • 02/2018 → Present
    Lpl Financial Llc
    Clearwater, FL
Previous Registrations
  • 2009-04-06 → 2018-02-15
    Invest Financial Corporation
    Clearwater, FL
    Clearwater, FL
    Appleton, WI
  • 2000-07-18 → 2009-03-31
    Transamerica Financial Advisors, Llc
    San Diego, CA
    St. Petersburg, FL
    St. Petersburg, FL
    Clearwater, FL
    St. Petersburg, FL
Other Businesses

1. 02/14/2018 - Life Brokerage Financial Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Start Date 07/2000 - Time Spent 1% - Permanent Life Insurance, Term Life Insurance, and LTC.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-08-07
  • S66 Uniform Combined State Law Examination
    2001-08-07
Other Names
  • Michael Eugene Willams

View on SEC IAPD

Other Firms

PFS INVESTMENTS INC.
USA FINANCIAL SECURITIES LLC
BEDINGHAUS FINANCIAL GROUP, INC
AMERIPRISE FINANCIAL SERVICES, LLC
EDWARD JONES
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
THE HOLLAND GROUP, RETIREMENT WEALTH ADVISORS, LLC
STIFEL, NICOLAUS & COMPANY, INCORPORATED

Other Investors

HEIDE REBECCA DELUCA
ESTHER LYNN ROPP
PAUL SELF
MICHAEL JAMES BURROWS
ERIK N GOLUB
RAY ALLEN LONG
TODD DANIEL BASLER
JOAN ELISE KREBEL

Other Offices

PFS INVESTMENTS INC. · CLEARWATER, FL
PFS INVESTMENTS INC. · CLEARWATER, FL
PFS INVESTMENTS INC. · CLEARWATER , FL
USA FINANCIAL SECURITIES LLC · Clearwater, FL
BEDINGHAUS FINANCIAL GROUP, INC · CLEARWATER, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Clearwater, FL
EDWARD JONES · CLEARWATER, FL
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · CLEARWATER, FL

More in Clearwater, FL

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