Sandy Sang

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2000 → 07/2019
  Wells Fargo Bank
  Los Angeles, CA
• 07/2019 → 04/2021
  Abbot Downing (Wells Fargo Bank)
  Los Angeles, CA
• 04/2021 → Present
  Wells Fargo Bank
  Los Angeles, CA

Previous Registrations

• 2011-01-03 → 2019-07-25
  Wells Fargo Clearing Services, Llc
  El Segundo, CA
  Minneapolis, MN
  Minneapolis, MN
• 2001-08-31 → 2011-01-03
  Wells Fargo Investments, Llc
  Los Angeles, CA
  Los Angeles, CA

Other Businesses

POWER OF ATTORNEY FOR SPOUSE; INV. RELATED; LOS ANGELES, CA; START DATE 3/2010; 0 HRS PER MONTH. CARMELINA EXPO, LLC, INVT RELATED, MANHATTAN BEACH, CA, 100% OWNERSHIP WITH SPOUSE, START DATE 1/1/2022, 2 HRS PER MONTH, 0 HRS DURING TRADING, RENTAL PROPERTY BOOKKEEPING. RENTAL PROPERTY, INVT RELATED, LOS ANGELES, CA, 100% OWNERSHIP WITH SPOUSE, START DATE 1/1/2022, 2 HRS PER MONTH, 0 HRS DURING TRADING, ACCOUNTING AND BILL PAYING.

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-05-06
• S63 Uniform Securities Agent State Law Examination
  2022-02-16
• S66 Uniform Combined State Law Examination
  2001-04-25

Other Names

• Sandy S Kim
• Sandy Kim Sang