Best Investors Account Sign in
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-02-19
TX RA APPROVED_RES 2014-10-03
PA RA APPROVED 2003-07-02
MD RA APPROVED 2000-01-01
  • CT RA
    APPROVED
    Since 2025-02-19
  • TX RA
    APPROVED_RES
    Since 2014-10-03
  • PA RA
    APPROVED
    Since 2003-07-02
  • MD RA
    APPROVED
    Since 2000-01-01

Branch Locations

5850 Waterloo Rd Ste 200, Columbia, MD 21045 • United States

Baltimore, MD • United States

Suffield, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Columbia MD 09/2005 03/2020
Ameriprise Financial Services, Llc Columbia MD 03/2020 Present
Other Businesses

Other Business Activities; Office Lease; Sub Lease of office space Company: Intersoft Data Labs Inc Previously had lease agreement with Intersoft Data Labs Inc; 5850 Waterloo Road, Suite 200, Columbia, MD, 21045; Not Investment-Related; 09/01/2026; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-12-22
S65 Uniform Investment Adviser Law Examination 1997-11-03
  • S63 Uniform Securities Agent State Law Examination
    1997-12-22
  • S65 Uniform Investment Adviser Law Examination
    1997-11-03

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Columbia, MD

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor