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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-08-19
CO RA APPROVED 2015-07-02
IN RA APPROVED 2012-12-19
  • TX RA
    APPROVED_RES
    Since 2026-08-19
  • CO RA
    APPROVED
    Since 2015-07-02
  • IN RA
    APPROVED
    Since 2012-12-19

Branch Locations

Montrose, CO • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Indianapolis IN 12/2012 Present
Private Advisor Group, Llc Indianapolis IN 12/2012 01/2022
Private Advisor Group, Llc Montrose CO 01/2022 Present
Previous Registrations
Other Businesses

1.12/11/2012; Intergenerational Wealth Management LLC; Business Entity For Tax/Investment Purposes Only; Not Investment Related; at Reported Business Location(s); Start Date ; hrs/mth; hrs during trading 2.12/11/2012; Intergenerational Planning, LLC; Business Entity For Tax/Investment Purposes Only; Not Investment Related; at Reported Business Location(s); Start Date ; hrs/mth; hrs during trading 3.02/15/2013; (HYBRID) Private Advisor Group / Private Advisor Group; Registered Investment Advisor; Investment Related; at Reported Business Location(s); Start Date ; hrs/mth; hrs during trading; 4.08/02/2016; (Hybrid) InterGenerational Planning Corporation; Registered Investment Advisor DBA; Investment Related; at Reported Business Location(s); Start Date 12/18/2013; 160hrs/mth; 8hrs during trading; 5.07/22/2024; 2033 Otter Pond LLC; Real Estate Rental; Investment Related; Montrose,CO; Start Date 04/19/2024; 5hrs/mth; 0hrs during trading 6.03/19/2025; United Ground Express; Outside/W-2 Employment; Not Investment Related; Montrose Regional Airport 2100 Airport Road Montrose,CO; Start Date 05/01/2025; 40hrs/mth; 0hrs during trading 7.07/23/2026; Investment products and services are offered through LPL Financial LLC using the DBA/trade name InterGenerational Planning LLC; Not Investment Related; at Reported Business Location(s); Start Date 02/01/2017; 200hrs/mth; 200hrs during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-12-20
S63 Uniform Securities Agent State Law Examination 1998-09-04
  • S65 Uniform Investment Adviser Law Examination
    2002-12-20
  • S63 Uniform Securities Agent State Law Examination
    1998-09-04

View on SEC IAPD

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