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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-03-22 |
| AR | RA | APPROVED | 2019-03-20 |
Branch Locations
501 S Main St, Pine Bluff, AR 71601 • United States
100 Werner St, Hot Springs, AR 71913 • United States
1431 Albert Pike, Hot Springs, AR 71913 • United States
2350 Malvern Ave, Hot Springs, AR 71913 • United States
1704 N University Dr, Pine Bluff, AR 71601 • United States
1400 E Harding Ave, Pine Bluff, AR 71601 • United States
2628 W 28Th Ave, Pine Bluff, AR 71603 • United States
3803 Camden Rd, Ste 30, Pine Bluff, AR 71603 • United States
17901 Chenal Parkway, Little Rock, AR 72223 • United States
20622 Arch Street Pike, Ste 5, Hensley, AR 72065 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Simmons First Investment Group, Inc. | Little Rock | AR | 12/2014 | 03/2019 |
| Lpl Financial Llc | Pine Bluff | AR | 03/2019 | Present |
| Simmons Bank | Little Rock | AR | 03/2019 | Present |
1) 3/20/19- Simmons Investment Services- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)- 100%
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-02-05 |
| S63 | Uniform Securities Agent State Law Examination | 2000-05-04 |
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