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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-03-22
AR RA APPROVED 2019-03-20
  • TX RA
    APPROVED_RES
    Since 2019-03-22
  • AR RA
    APPROVED
    Since 2019-03-20

Branch Locations

501 S Main St, Pine Bluff, AR 71601 • United States

100 Werner St, Hot Springs, AR 71913 • United States

1431 Albert Pike, Hot Springs, AR 71913 • United States

2350 Malvern Ave, Hot Springs, AR 71913 • United States

1704 N University Dr, Pine Bluff, AR 71601 • United States

1400 E Harding Ave, Pine Bluff, AR 71601 • United States

2628 W 28Th Ave, Pine Bluff, AR 71603 • United States

3803 Camden Rd, Ste 30, Pine Bluff, AR 71603 • United States

17901 Chenal Parkway, Little Rock, AR 72223 • United States

20622 Arch Street Pike, Ste 5, Hensley, AR 72065 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Simmons First Investment Group, Inc. Little Rock AR 12/2014 03/2019
Lpl Financial Llc Pine Bluff AR 03/2019 Present
Simmons Bank Little Rock AR 03/2019 Present
  • 12/2014 → 03/2019
    Simmons First Investment Group, Inc.
    Little Rock, AR
  • 03/2019 → Present
    Pine Bluff, AR
  • 03/2019 → Present
    Simmons Bank
    Little Rock, AR
Previous Registrations
  • 2014-12-03 → 2019-03-25
    Simmons First Investment Group, Inc.
    Little Rock, AR
    Little Rock, AR
    Little Rock, AR
    Pine Bluff, AR
  • 2011-11-15 → 2014-12-04
    Little Rock, AR
  • 2007-02-12 → 2011-11-08
    Knoxville, TN
    Medford, OR
    Little Rock, AR
    Fort Bragg, CA
    St. Louis, MO
    Babylon, NY
    Fort Bragg, CA
    Fergus Falls, MN
    St. Louis, MO
    Lebanon, OH
    St Louis, MO
    Winner, SD
Other Businesses

1) 3/20/19- Simmons Investment Services- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)- 100%

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-05
S63 Uniform Securities Agent State Law Examination 2000-05-04
  • S66 Uniform Combined State Law Examination
    2007-02-05
  • S63 Uniform Securities Agent State Law Examination
    2000-05-04
Other Names
  • S. Owen Mcnulty
  • Owen Mcnulty

View on SEC IAPD

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