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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-08-29
NJ RA APPROVED 2012-12-11
TX RA APPROVED_RES 2004-08-17
  • PA RA
    APPROVED
    Since 2024-08-29
  • NJ RA
    APPROVED
    Since 2012-12-11
  • TX RA
    APPROVED_RES
    Since 2004-08-17

Branch Locations

110 N Wacker Dr Division - Central, Chicago, IL 60606 • United States

1100-1800 American Blvd Central Business Review Unit, Pennington, NJ 08534 • United States

Perkasie, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 05/1997 Present
Other Businesses

I*2106261, Entity Type: Fiduciary, Name of OBA: MLPF& S CUST FPO G S. S IRA FBO G S. S , Address: Yardley, Pennsylvania, 19067, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 01-Dec-2024, No Hours: 5 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-12-10
S63 Uniform Securities Agent State Law Examination 1997-11-12
  • S66 Uniform Combined State Law Examination
    2012-12-10
  • S63 Uniform Securities Agent State Law Examination
    1997-11-12
Other Names
  • Steven G Sabol

View on SEC IAPD

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