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Michelle Lynn Koss

Cetera Investment Advisers LLC

Westbury, NY

CRD 2938775

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-12
  • NY RA
    APPROVED
    Since 2021-04-12

Branch Locations

1400 Old Country Rd Suite 408, Westbury, NY 11590 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Financial Mineola NY 08/1997 06/2019
Foresters Advisory Services Llc Westbury NY 11/2013 06/2019
Cetera Investment Services Llc St Cloud MN 06/2019 Present
Cetera Investment Advisers Llc Westbury NY 06/2019 Present
  • 08/1997 → 06/2019
    Foresters Financial
    Mineola, NY
  • 11/2013 → 06/2019
    Foresters Advisory Services Llc
    Westbury, NY
  • 06/2019 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 06/2019 → Present
    Cetera Investment Advisers Llc
    Westbury, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-01-09
  • S63 Uniform Securities Agent State Law Examination
    1998-01-09
Other Names
  • Michelle Lynn Battel
  • Michelle Lynn Battel

View on SEC IAPD

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Nearby Investors

BOB JAHELKA
STEPHEN JAHELKA
JAMES MATTHEW BILGER

Nearby Offices

S&S EQUITY CORP. · WESTBURY, NY
DSJ WEALTH MANAGEMENT LLC · WESTBURY, NY
THRIVENT INVESTMENT MANAGEMENT INC. · WESTBURY, NY

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