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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-24 |
| ME | RA | APPROVED | 2015-01-16 |
Branch Locations
254 Commercial St. Suite 245, Portland, ME 04101 • United States
Brunswick, ME • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 01/2015 | Present |
1) OWNER AND LANDLORD OF RENTAL PROPERTY; NOT INVESTMENT RELATED; NOT CONDUCTED AT BRANCH LOCATION. 2) Owner of Carr Investments, LLC, entity created to operate securities, advisory, and insurance businesses. Investment related. Conducted from branch location.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-11-03 |
| S63 | Uniform Securities Agent State Law Examination | 1997-10-28 |
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