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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-05-10 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Compass Bank | Birmingham | AL | 07/2011 | 05/2021 |
| Bbva Wealth Solutions Inc. | Brenham | TX | 07/2011 | 05/2021 |
| Bbva Securities Inc. | Brenham | TX | 05/2013 | 04/2021 |
| Bbva Compass Insurance Ageny, Inc. | Austin | TX | 07/2011 | 05/2021 |
| Raymond James Financial Services, Inc. | Hempstead | TX | 05/2021 | Present |
| Raymond James Financial Services Advisors, Inc. | Hempstead | TX | 05/2021 | Present |
| Prosperity Bank | Hempstead | TX | 05/2021 | Present |
| Prosperity Private Investments | Hempstead | TX | 05/2021 | Present |
(1)Name of Business: Prosperity Private Investments Address: 1250 Austin St, Hempstead, TX, 77445-4426, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 05/03/2021 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Financial Advisor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-08-27 |
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