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13059 W. Linebaugh Ave Ste. 102, Tampa, FL 33626 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2019-03-15 |
| TX | RA | APPROVED_RES | 2019-02-08 |
Branch Locations
13059 W. Linebaugh Ave Ste. 102, Tampa, FL 33626 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Financial Group | Tampa | FL | 07/2001 | 10/2016 |
| Princor Financial Services | Tampa | FL | 07/2001 | 10/2016 |
| Eaton Financial | Tampa | FL | 08/2002 | Present |
| Lpl Financial, Llc | Tampa | FL | 10/2016 | Present |
| Psi Advisors, Llc | Tampa | FL | 10/2016 | Present |
1) 10/18/2016 - Westchase Professional Services - Investment Related - Tampa, FL - Real Estate Rental - start: 1/1/2006 - 0 Hours Per Month. 2) 10/18/2016 - DBG Financial - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 1/1/2003 - 0 Hours Per Month - FIXED LIFE INSURANCE, FIXED ANNUITIES, DISABILITY INSURANCE AND LONG TERM CARE. 3) 10/18/2016 - Eaton Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - start: 1/1/2001 - 50 Hours Per Month/40 Hours During Securities Trading - Time Spent 100%. 4) 10/18/2016 - Eaton Property Management - Real Estate Rental - Investment Related - At Reported Business Location(s) - Start Date 1/1/2005 - 1 Hour Per Month/ 0 Hours During Trading 5) 1/9/2017 - PSI Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 01/03/2017 - 40 Hours Per Month/30 Hours During Securities Trading - I provide investment advisory services through PSI Advisors, LLC, an independent investment advisor firm. I started this business activity in January 2017. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6) 01/09/2017 - PSI Advisors, LLC - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - Start Date 01/03/2017 - 40 Hours Per Month/ 30 Hours During Trading - I provide investment advisory services through PSI Advisors, LLC, an independent investment advisor firm. I started this business activity in January, 2017. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7) 01/30/2018 - Ash Brokerage Corporation - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 01/18/2018 - 5 Hours Per Month/2 During Securities Trading. 8) 10/9/2018 - EFS Insurance - Investment Related - At Reported Business Location(s) - Other-Referrals - Start Date:02/01/2016 - 1 Hours Per Month/1 Hours During Trading - Referrals - EFS Insurance. 9) 10/9/2018 - Alton K. Cates, Jr., CPA, P.A. - Investment Related - At Reported Business Location(s) - Other-Referrals - Start Date:01/01/2007 - 1 Hours Per Month/1 Hours During Trading - Referrals - Alton K. Cates, Jr., CPA, P.A.. 10) 10/30/2018 - PSI Advisors - DBA: PSI Advisors LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date:01/01/2016 - 5 Hours Per Month/5 Hours During Trading. 11) 01/04/2023 - Happy Heifers LLC - Not Investment Related - Home Based - Rep's Business - Start Date: 12/18/2022 - 10 Hours Per Month/0 Hours During Securities Trading. 12) 08/01/2024 - EMHCRG INVESTMENTS LLC - Real Estate Rental - Investment Related - Quincy, LA - Start Date 07/31/2024 - 1 Hour Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-02-05 |
| S63 | Uniform Securities Agent State Law Examination | 1997-10-04 |
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