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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2022-10-31
  • PA RA
    APPROVED
    Since 2022-10-31

Branch Locations

30 S George St, York, PA 17401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prospera Financial Services Dallas TX 08/2016 10/2022
Raymond James Financial Services, Inc Lancaster PA 10/2022 Present
Raymond James Financial Services Advisors, Inc Lancaster PA 10/2022 Present
Fulton Bank York PA 10/2022 Present
  • 08/2016 → 10/2022
    Prospera Financial Services
    Dallas, TX
  • 10/2022 → Present
    Raymond James Financial Services, Inc
    Lancaster, PA
  • 10/2022 → Present
    Lancaster, PA
  • 10/2022 → Present
    Fulton Bank
    York, PA
Previous Registrations
Other Businesses

(1)Name of Business: Fulton Financial Advisors Address: 30 South George Street, York, PA, 17401, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 10/31/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Branch Manager/Brokerage Compliance Officer

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-02-22
S63 Uniform Securities Agent State Law Examination 1997-11-06
  • S65 Uniform Investment Adviser Law Examination
    2002-02-22
  • S63 Uniform Securities Agent State Law Examination
    1997-11-06

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in York, PA

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