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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2022-10-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prospera Financial Services | Dallas | TX | 08/2016 | 10/2022 |
| Raymond James Financial Services, Inc | Lancaster | PA | 10/2022 | Present |
| Raymond James Financial Services Advisors, Inc | Lancaster | PA | 10/2022 | Present |
| Fulton Bank | York | PA | 10/2022 | Present |
(1)Name of Business: Fulton Financial Advisors Address: 30 South George Street, York, PA, 17401, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 10/31/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Branch Manager/Brokerage Compliance Officer
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-02-22 |
| S63 | Uniform Securities Agent State Law Examination | 1997-11-06 |
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