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8 Third Street North, Great Falls, MT 59401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2024-06-21 |
| TX | RA | APPROVED | 2024-06-18 |
Branch Locations
800 Crescent Centre Drive Suite 130, Franklin, TN 37067 • United States
Murfreesboro, TN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates | Nashville | TN | 09/2006 | 06/2024 |
| D.A. Davidson & Co. | Franklin | TN | 06/2024 | Present |
(1)Name of Business: MTSU Foundation Address: 2269 Middle Tennessee Blvd, Murfreesboro, TN, 37130, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Advisory Board Investment Related: No Start Date: 07/15/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: serve as board member (2)Name of Business: Rental Real Estate Address: 1523 Anatole Ct, Murfreesboro, TN, 37130, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 12/01/2014 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: buy rental houses
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 1999-12-15 |
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