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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-02-08 |
| TX | RA | APPROVED_RES | 2006-09-29 |
| IA | RA | APPROVED | 1999-01-01 |
Branch Locations
213 N 3Rd St, Burlington, IA 52601 • United States
701 Avenue G, Fort Madison, IA 52627 • United States
Fort Madison, IA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Fort Madison | IA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Fort Madison | IA | 03/2020 | Present |
Real Estate Ownership; Commercial; 701 Avenue g, , Fort Madison , IA, 52627; Not Investment-Related; 03/21/2023. Independent Insurance Brokering; Hartford; 01/28/2009; / Standard; 05/27/2008; / Sun America Life; 03/01/2006; / United Healthcare; 08/15/2010; . Business Ownership; Denning Aviation; ; Denning Aviation is a company that owns my plane; 2902 Four Seasons RoadFort Madison, IA 52627, ,; Not Investment-Related; 02/06/2014; 1 to 9 hours per month; 0 during trading hours / D Double V; ; LLC formed for holding company; 2902 Four Seasons RoadFort Madison, IA 52627, ,; Investment-Related; 11/30/2014; 0 hours per month; 0 during trading hours / Denning Brothers, LLC; ; Real Estate; 2902 Four Seasons RoadFort Madison, IA 52627, ,; Not Investment-Related; 05/31/2017; 10 to 19 hours per month; 0 during trading hours / JRD Enterprises, LLC; ; LLC to pay for office staff, expenses etc tied to Ameriprise; 701 Avenue GFort Madison, IA 52627, ,; Not Investment-Related; 08/01/2017; 1 to 9 hours per month; 1 to 9 during trading hours / R & J Real Estate; ; A rental company; 2902 Four Seasons RoadFort Madison, IA 52627, ,; Not Investment-Related; 04/01/2006; 1 to 9 hours per month; 1 to 9 during trading hours / FMT Transport LLC; Holding company; Limited Liability Company for trailer transport; 701 Avenue G, , Fort Madison, IA, 52627; Not Investment-Related; 11/20/2019; 0 hours per month; 0 during trading hours / PLCPA LLC; Owner; Manage Ameriprise Business; 701 Ave G, , Fort Madison, IA, 52627; Investment-Related; 09/17/2024; 60 hours per month; 40 to 59 during trading hours. Board of Directors; North Lee County Community Foundation; Board Member; 852 Middle Road Suite 100Bettendorf, IA 52722, ,; ; ; 1 to 9 hours per month; / Ft. Madison Youth Football League; Board Member; Fort Madison, Iowa, ,; ; ; 1 to 9 hours per month; / Crown Pointe Homeowners Association; Treasurer; 2259 Breezy Acres, , Camdenton, MO, 65065; Not Investment-Related; 09/18/2020; 1 to 9 hours per month; 0 during trading hours / City of Fort Madison Airport Commission; President; 50 Airport Road, , Fort Madison, IA, 52627; Not Investment-Related; 01/08/2024; 1 to 9 hours per month; 0 during trading hours / Tri-State Rodeo; Vice President; 2103 303 Avenue, , Fort Madison, IA, 52627; Not Investment-Related; 07/18/2024; 1 to 9 hours per month; 0 during trading hours. Outside Employment; PLCPA LLC; Owner; Manage advisory business; 701 Ave G, , Fort Madison, IA, 52627; Not Investment-Related; 11/01/2024; 60 hours per month; 40 to 59 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-09-26 |
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