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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 1997-10-21
  • TX RA
    APPROVED
    Since 1997-10-21

Branch Locations

5910 N Central Expy, Dallas, TX 75206 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Dallas TX 07/1997 Present
Bank Of America, Na Dallas TX 12/2009 Present
Other Businesses

METROPOLITAN RESTAURANT, REDACTED, TEXS 75201, ON PREMISE FOOD SERVICE, INVESTOR/LIMITED PARTNER, NO ACTUAL DUTIES, INITIAL INVESTMENT WITH THIS ENTITY. NO HOURS DEVOTED TO BUSINESS, START DATE WAS IN 2001. EDWARDS LIQUIDITY TRUST, ADDRESS IS HOME, TRUSTEE, SEND IN THE INSURANCE PREMIUMS FOR THE TWO POLICIES HELD IN THE TRUST AND WRITE LETTERS TO THE BENEFICIARIES INFORMING THEM OF THE POLICY PREMIUMS, STARTED TWO YEARS AGO, NO TIME SPENT DURING TRADING HOURS. I*42744 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: PLETCHER, LTD. INVESTMENT RELATED: Y ADDRESS OF BUSINESS: DALLAS, TEXAS 75205 NATURE OF BUSINESS: LIMITED PARTNERSHIP, POSITION, TITLE, ASSOCIATION: OTHER, I AM MARRIED TO A LIMITED PARTNER. I HAVE NO ROLE START DATE OF RELATIONSHIP: 6/10/1996 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THE BUSINESS IS A FAMILY LIMITED PARTNERSHIP THAT MY FATHER-IN-LAW SET UP YEARS AGO FROM AN ESTATE PLANNING PERSPECTIVE. MY WIFE IS LIMITED PARTNER AND PASSIVE AS WELL. I HAVE NO ROLE IN THE FLP. I*353858 For profit or not for profit: Name of outside business organization: Salesmanship Club of Dallas Investment related: N Address of business: Dallas, Texas, 75203 Nature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , The Salesmanship Club of Dallas is a predominantly male civic club that has been around since 1920. It's basic mission is to raise money each year for under-priviledged kids in the city of Dallas. I*5462270, Entity Type: , Name of OBA: Alpha Tau Omega Board of Trustees for Southern Methodist University, Address: Indianapolis, Indiana, 46204, Investment Related: N, Position, Title, Association: ["Board Member"], Employee Start Date: 08/31/2026, No Hours: 3 Monthly, No Hours during Trading: 0 Monthly, Duties: Help and assist this new chapter to relaunch at SMU. This will be to work with young men on the campus get acquainted with what ATO means and to shape young men into future leaders. Alpha Tau Omega is a national collegiate fraternity who has a long history at SMU. With that said, the fraternity was shut down at SMU in 1996. ATO has formally been invited to reopen their chapter at SMU. The national fraternity has asked a few alumni who live locally to join the Board of Trustees to help and assist this process. my family has a 3 generation history with SMU and Alpha Tau Omega. This board position is general in nature and completely a volunteer opportunity that is personal to the Cecil family at large.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1997-10-20
  • S66 Uniform Combined State Law Examination
    1997-10-20
Other Names
  • Blake V Cecil

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