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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2024-11-25
IL RA APPROVED 2023-01-03
TX RA APPROVED_RES 2019-10-30
OK RA APPROVED 2019-10-29
  • DC RA
    APPROVED
    Since 2024-11-25
  • IL RA
    APPROVED
    Since 2023-01-03
  • TX RA
    APPROVED_RES
    Since 2019-10-30
  • OK RA
    APPROVED
    Since 2019-10-29

Branch Locations

209 W Exchange St, Geneseo, IL 61254 • United States

Thomson, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. Dubuque IA 04/2015 07/2018
Td Ameritrade Cedar Rapids IA 07/2018 09/2019
Thrivent Investment Management Inc Geneseo IL 10/2019 Present
Thrivent Financial Appleton WI 10/2019 Present
Previous Registrations
  • 2018-08-02 → 2019-09-10
    Td Ameritrade, Inc.
    Cedar Rapids, IA
  • 2018-08-02 → 2019-09-10
    Td Ameritrade Investment Management, Llc
    Cedar Rapids, IA
  • 2015-04-22 → 2018-07-10
    Galena, IL
    Dubuque, IA
    Dubuque, IA
    Dubuque, IA
  • 2012-02-24 → 2015-04-15
    Dubuque, IA
    East Dubuque, IL
    Dubuque, IA
    Madison, WI
    Lancaster, WI
    Dubuque, IA
    Albuquerque, NM
    Platteville, WI
    Platteville, WI
    Monroe, WI
  • 2011-09-09 → 2012-02-21
    Lake Geneva, WI
  • 2010-09-13 → 2011-09-29
    M&I Investment Management Corp.
    Milwaukee, WI
  • 2009-02-25 → 2010-09-29
    Uvest Financial Services Group, Inc.
    Charlotte, NC
    Franklin, WI
    Mukwonago, WI
    Milwaukee, WI
    Muskego, WI
    Milwaukee, WI
    Waukesha, WI
    S. Milwaukee, WI
    West Allis, WI
    Greenfield, WI
  • 2006-11-08 → 2009-02-24
    Dubuque, IA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-11-03
S63 Uniform Securities Agent State Law Examination 1997-09-12
  • S65 Uniform Investment Adviser Law Examination
    2006-11-03
  • S63 Uniform Securities Agent State Law Examination
    1997-09-12
Other Names
  • Greg Timmerman

View on SEC IAPD

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