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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2024-11-25 |
| IL | RA | APPROVED | 2023-01-03 |
| TX | RA | APPROVED_RES | 2019-10-30 |
| OK | RA | APPROVED | 2019-10-29 |
Branch Locations
209 W Exchange St, Geneseo, IL 61254 • United States
Thomson, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bancorp Investments, Inc. | Dubuque | IA | 04/2015 | 07/2018 |
| Td Ameritrade | Cedar Rapids | IA | 07/2018 | 09/2019 |
| Thrivent Investment Management Inc | Geneseo | IL | 10/2019 | Present |
| Thrivent Financial | Appleton | WI | 10/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-11-03 |
| S63 | Uniform Securities Agent State Law Examination | 1997-09-12 |
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