Francis Gibbons Sloan Iii

Current Employers

Employment History

• 01/2010 → 03/2017
  Metlife Securities Inc
  Richmond, VA
• 03/2017 → 02/2018
  Mml Investors Services, Llc
  Richmond, VA
• 07/2016 → 02/2018
  Mass Mutual Life Insurance Company
  Richmond, VA
• 02/2018 → 08/2023
  Minnesota Life
  St. Paul, MN
• 02/2018 → Present
  Virginia Asset Managemment
  Midlothian, VA
• 02/2018 → 08/2023
  Securian Financial Services Inc.
  St. Paul, MN
• 08/2023 → Present
  Cetera Wealth Services, Llc
  Midlothian, VA
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2018-02-16 → 2023-08-10
  Securian Financial Services, Inc.
  Midlothian, VA
  St. Paul, MN
• 2017-03-25 → 2018-02-16
  Mml Investors Services, Llc
  Richmond, VA
• 2010-02-02 → 2017-03-25
  Msi Financial Services, Inc.
  Richmond, VA
  Richmond, VA
• 2004-02-27 → 2010-02-01
  Equitable Advisors, Llc
  Chesterfield, VA
  Richmond, VA
  Richmond, VA
  Richmond, VA
• 2002-02-05 → 2004-01-23
  Pruco Securities, Llc.
  Glen Allen, VA

Other Businesses

1. CHESTERFIELD COUNTY PLANNING COMMISION POSITION: Advisory Board NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2016 ADDRESS: , Chesterfield VA , United States DESCRIPTION: Advisory Board 2. FRIENDS OF JIM INGLE POSITION: Member NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2019 ADDRESS: , Chester VA , United States DESCRIPTION: Member 3. VAM FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 02/01/2018 ADDRESS: , Midlothian VA , United States DESCRIPTION: Agent/Broker 4. VIRGINIA ASSOC OF COMMUNITY SEVICES BOARDS POSITION: Advisory Board NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 5 START DATE: 07/01/2015 ADDRESS: , Glen Allen VA , United States DESCRIPTION: Advisory Board 5. ASSOCIATION OF FINANCIAL EDUCATORS POSITION: Member NATURE: Referral Agreement INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 03/01/2020 ADDRESS: 700 Lavaca Ave, Suite 1400, Austin TX 78701, United States DESCRIPTION: A referral for us to approach the (qualified) company to do Corporate Education. Once the referral is made to us, there is no other fee, compensation to UFE. 6. NAME OF OTHER BUSINESS: VIRGINIA ASSET MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 02/2018 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: OFFER SECURITIES, INSURANCE AND ADVISORY SERVICES; 7. NAME OF OTHER BUSINESS: VAM PARTNERS, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 11/2025, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-10-30
• S63 Uniform Securities Agent State Law Examination
  1997-10-28

Other Names

• Gibby Sloan
• F. Gibbons Sloan
• Gib Sloan
• Francis Gibbons Sloan
• F. Gibbons Sloan
• Francis Gibbons Sloan
• Gib Sloan Iii