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Ronnell S Hoeltje

Ubs Financial Services Inc.

Ft. Worth, TX

Newport Beach, CA

Fort Worth, TX

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-05-22
CA RA APPROVED 2016-04-21
  • TX RA
    APPROVED_RES
    Since 2020-05-22
  • CA RA
    APPROVED
    Since 2016-04-21

Branch Locations

301 Commerce Ste 2800, Ft. Worth, TX 76102 • United States

888 San Clemente Drive, Newport Beach, CA 92660 • United States

Fort Worth, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Newport Beach CA 03/2016 Present
  • 03/2016 → Present
    Ubs Financial Services
    Newport Beach, CA
Previous Registrations
  • 2011-05-26 → 2016-01-04
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Brea, CA
    Santa Ana, CA
    Seal Beach, CA
    Irvine, CA
    Irvine, CA
    Brea, CA
    Irvine, CA
    Brea, CA
  • 2009-06-01 → 2011-04-21
    Morgan Stanley
    Brea, CA
    Brea, CA
    Irvine, CA
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Brea, CA
  • 2007-01-22 → 2007-04-02
    Morgan Stanley Dw Inc.
    Brea, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-01-19
S63 Uniform Securities Agent State Law Examination 2002-10-22
  • S65 Uniform Investment Adviser Law Examination
    2007-01-19
  • S63 Uniform Securities Agent State Law Examination
    2002-10-22
Other Names
  • Ronnell Susanne Hoeltje
  • Ronnell Susanne Durant
  • Ronnell Susanne Hoeltje

View on SEC IAPD

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Matt Magee
Connor Matthew Levesque
David John Springer
ROBERT EDWARD BROWN
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Other Offices

SANCTUARY ADVISORS, LLC · FORT WORTH, TX
SANCTUARY ADVISORS, LLC · Ft. Worth, TX
ROGERS WEALTH GROUP, INC. · FORT WORTH, TX
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · FORT WORTH, TX
LPL FINANCIAL LLC · FORT WORTH, TX
THIRTEEN TWENTY-TWO ADVISORS · FORT WORTH, TX
LPL FINANCIAL LLC · FT. WORTH, TX
AMERIPRISE FINANCIAL SERVICES, LLC · Fort Worth, TX

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