Stephen Lynn Hayes

Current Employers

Employment History

• 01/2015 → 02/2018
  Metlife Securities Inc.
  Brookfield, WI
• 07/2016 → 02/2018
  Massachusetts Mutual Life Insurance Company
  Springfield, MA
• 03/2017 → 02/2018
  Mml Investors Services, Llc
  Milwaukee, WI
• 02/2018 → 09/2023
  Sagepoint Financial
  Milwaukee, WI
• 09/2023 → Present
  Osaic Wealth, Inc.
  Milwaukee, WI

Previous Registrations

• 2018-02-05 → 2023-09-01
  Osaic Services, Inc.
  Milwaukee, WI
• 2017-03-25 → 2018-02-06
  Mml Investors Services, Llc
  Wauwatosa, WI
• 2015-01-02 → 2017-03-25
  Msi Financial Services, Inc.
  Milwaukee, WI
• 2009-11-13 → 2015-01-02
  New England Securities
  Brookfield, WI

Other Businesses

1. STEPHEN HAYES POSITION: Representative NATURE: Individual INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 02/08/2018 ADDRESS: 1200 N. Mayfair Rd., Suite 300, Milwaukee WI 53226, United States DESCRIPTION: Offering fixed annuities and life insurance solutions for client through CRUMP 2. HIGH POINT CAPITAL GROUP POSITION: Financial Advisor NATURE: S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 100 START DATE: 02/08/2017 ADDRESS: 1200 N Mayfair Road, 300, Milwaukee WI 53226, United States DESCRIPTION: Help clients with their investments including managed accounts, brokerage, and annuities 3. TVG ADVISORS POSITION: Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 03/31/2023 ADDRESS: 1200 N Mayfair Road, 300, Milwaukee WI 53217, United States DESCRIPTION: Provide financial advisor 4. HIGH POINT CAPITAL GROUP POSITION: Wealth Manager NATURE: Corporate INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 01/02/2023 ADDRESS: 1200 N Mayfair Rd, 300, Milwaukee WI 53226, United States DESCRIPTION: investments, insurance, annuities 5. TVG ADVISORS POSITION: Advisor NATURE: Corporate INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 03/31/2023 ADDRESS: 1200 N Mayfair Road, 300, Milwaukee WI 53217, United States DESCRIPTION: Provide financial advisor

Exams

• S66 Uniform Combined State Law Examination
  2009-10-29
• S63 Uniform Securities Agent State Law Examination
  2008-05-30