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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2004-07-09
TX RA APPROVED_RES 2000-10-18
  • FL RA
    APPROVED
    Since 2004-07-09
  • TX RA
    APPROVED_RES
    Since 2000-10-18

Branch Locations

9000 Southside Blvd Ci Relationship Management, Jacksonville, FL 32256 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 07/2000 Present
Bank Of America, N.A. Pennington NJ 07/2011 Present
Other Businesses

I*3012 For profit or not for profit: For-Profit Organization Name of outside business organization: Louisville Tile Distributors, inc. Investment related: N Address of business: Louisville, Kentucky 40218 Nature of business: Tile Distributors, Inc. is a regional distributor of ceramic, porcelain, and natural stone tile. Louisville Tile is a family owned business that has been around since 1955. Louisville Tile services all needs in the design community. We have selling force Position, title, association: Director, Start date of relationship: 9/13/2010 Number of hours devoted: 8 hour(s) Quarterly Number of hours devoted during trading hours: 0 Duties: Tile Distributors, Inc. is a regional distributor of ceramic, porcelain, and natural stone tile. Louisville Tile is a family owned business that has been around since 1955. Louisville Tile services all needs in the design community. We have selling force

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-10-16
S63 Uniform Securities Agent State Law Examination 2000-01-14
  • S65 Uniform Investment Adviser Law Examination
    2000-10-16
  • S63 Uniform Securities Agent State Law Examination
    2000-01-14

View on SEC IAPD

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