Anna Sarai Winderbaum

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-01-13
NY	RA	APPROVED	2021-06-16
NJ	RA	APPROVED	2015-12-14
TX	RA	APPROVED	2015-12-11

FL RA
APPROVED

Since 2025-01-13
NY RA
APPROVED

Since 2021-06-16
NJ RA
APPROVED

Since 2015-12-14
TX RA
APPROVED

Since 2015-12-11

Branch Locations

Boca Raton, FL • United States

1585 Broadway 21St Floor, New York, NY 10036 • United States

Boca Raton, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	New York	NY	12/2015	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2016	Present

12/2015 → Present

Morgan Stanley Smith Barney Llc

New York, NY
01/2016 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

2003-01-17 → 2015-12-22

Credit Suisse Securities (Usa) Llc

New York, NY

New York, NY
2002-07-09 → 2003-01-17

Pershing Llc

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1997-10-10

S66 Uniform Combined State Law Examination

1997-10-10

View on SEC IAPD

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