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Michael William Bergines

Prospero Wealth, LLC

San Jose, CA

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Current Employers
Prospero Wealth, Llc

Seattle, WA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-03-06
  • CA RA
    APPROVED
    Since 2025-03-06

Branch Locations

San Jose, CA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Paypal San Jose CA 01/2014 05/2019
Unemployed San Jose CA 05/2019 10/2019
Conversica Foster City CA 10/2019 01/2021
Addi, Inc Bogota 01/2021 04/2021
Btn Consulting, Inc San Jose CA 05/2021 11/2021
Armanino Llp San Ramon CA 11/2021 12/2024
Prospero Wealth Llc Seattle WA 03/2025 Present
  • 01/2014 → 05/2019
    Paypal
    San Jose, CA
  • 05/2019 → 10/2019
    Unemployed
    San Jose, CA
  • 10/2019 → 01/2021
    Conversica
    Foster City, CA
  • 01/2021 → 04/2021
    Addi, Inc
    Bogota
  • 05/2021 → 11/2021
    Btn Consulting, Inc
    San Jose, CA
  • 11/2021 → 12/2024
    Armanino Llp
    San Ramon, CA
  • 03/2025 → Present
    Prospero Wealth Llc
    Seattle, WA
Previous Registrations
  • 2010-05-20 → 2011-08-22
    Copilot Financial
    San Jose, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-02-14
S63 Uniform Securities Agent State Law Examination 1997-11-06
  • S65 Uniform Investment Adviser Law Examination
    2025-02-14
  • S63 Uniform Securities Agent State Law Examination
    1997-11-06
Other Names
  • Michael William Bergines

View on SEC IAPD

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