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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-06-29
  • OH RA
    APPROVED
    Since 2026-06-29

Branch Locations

4481 Munson St Nw, Canton, OH 44718-3678 • United States

The Huntington Investment Company

41 S. High Street, Columbus, OH 43215 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-04-09
OH RA APPROVED 2010-05-17
  • TX RA
    APPROVED_RES
    Since 2025-04-09
  • OH RA
    APPROVED
    Since 2010-05-17

Branch Locations

Canton Private Banking 4481 Munson Street Nw, Canton, OH 44718 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
The Huntington Investment Company Columbus OH 05/2010 09/2018
The Huntington Investment Company Canton OH 09/2018 Present
Ameriprise Financial Services, Llc Canton OH 06/2026 Present
Previous Registrations
  • 2009-06-01 → 2010-05-19
    Canton, OH
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Canton, OH
  • 2001-04-11 → 2007-04-02
    Morgan Stanley Dw Inc.
    Canton, OH
    Canton, OH
Other Businesses

Rental Property Title - Condo rental Start date - 2004 Investment related - n Description - owner of rental property Duties - owner Hours/month - 1 Hours during trading hours - 0 Compensation - y RENTAL PROPERTY POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2014 ADDRESS: 2708 Marsh Ave NW, Canton OH 44718, United States DESCRIPTION: Rental of Condominium. RENTAL PROPERTY POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2014 ADDRESS: 2708 Marsh Ave NW, Canton OH 44718, United States DESCRIPTION: Rental of Condominium.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-05-28
S63 Uniform Securities Agent State Law Examination 1998-02-16
  • S65 Uniform Investment Adviser Law Examination
    1998-05-28
  • S63 Uniform Securities Agent State Law Examination
    1998-02-16

View on SEC IAPD

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