Michael Aubrey Sachs

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2003 → Present
  Lpl Financial Llc
  Houston, TX

Other Businesses

1. 07/28/2014: GALENE FINANCIAL - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) - START 08/01/2014 - 160 HR/MO 8 DURING SECS TRDG HRS 2. 09/29/2015 - APS Shelter - Business owner - NOT INV REL - 1211 Aldine Meadows Road Houston, Texas 77032 - START 07/01/2015 - 4 HRS/MO NOT DURING SECS TRDG HRS. 3. 3/28/2023 - Frigid Rigid and Rigid Boats - Not Investment Related - 16181 Old US 41, Fort Myers, FL 33912 - Rep's Business - Start Date - 04/01/2023 - 30 Hours Per Month/10 Hours During Securities Trading

Exams

• S63 Uniform Securities Agent State Law Examination
  1997-10-03

Other Names

• Mike Sachs