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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-02-12 |
| DC | RA | APPROVED | 2009-06-01 |
Branch Locations
1747 Pennsylvania Ave Nw Suite 900, Washington, DC 20006 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Washington | DC | 02/2006 | Present |
| Morgan Stanley Smith Barney | Washington | DC | 06/2009 | Present |
*703786- TBD; Investment related: No; Laurel, Maryland; Technology; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 07/2026; During business hours: 0; After business hours: 5; I am looking into creating an app which may or may not be monetized, I am in the process of scheduling a meeting with someone who may be able to help me with the tech side and getting it up and running.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-08-06 |
| S63 | Uniform Securities Agent State Law Examination | 1998-09-29 |
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