Andrew Charles Gordon

Employer firm

Centaurus Financial, Inc. CRD 30833

$9.74B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Centaurus Financial, Inc.

2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2026-07-06
VA	RA	APPROVED	2024-01-09
MI	RA	APPROVED	2024-01-04
NM	RA	APPROVED	2023-07-03
GA	RA	APPROVED	2023-05-25
UT	RA	APPROVED	2023-05-19
MT	RA	APPROVED	2023-01-19
NV	RA	APPROVED	2022-08-02
ID	RA	APPROVED	2022-07-12
FL	RA	APPROVED	2022-05-11
OR	RA	APPROVED	2022-01-13
CO	RA	APPROVED	2021-09-27
TX	RA	APPROVED_RES	2021-03-17
AL	RA	APPROVED	2020-06-17
SC	RA	APPROVED	2019-05-17
AZ	RA	APPROVED	2018-06-20
PA	RA	APPROVED	2018-01-23
NC	RA	APPROVED	2017-09-18
IA	RA	APPROVED	2016-11-07
WA	RA	APPROVED	2012-05-29
CA	RA	APPROVED	2002-02-28

MO RA
APPROVED

Since 2026-07-06
VA RA
APPROVED

Since 2024-01-09
MI RA
APPROVED

Since 2024-01-04
NM RA
APPROVED

Since 2023-07-03
GA RA
APPROVED

Since 2023-05-25
UT RA
APPROVED

Since 2023-05-19
MT RA
APPROVED

Since 2023-01-19
NV RA
APPROVED

Since 2022-08-02
ID RA
APPROVED

Since 2022-07-12
FL RA
APPROVED

Since 2022-05-11
OR RA
APPROVED

Since 2022-01-13
CO RA
APPROVED

Since 2021-09-27
TX RA
APPROVED_RES

Since 2021-03-17
AL RA
APPROVED

Since 2020-06-17
SC RA
APPROVED

Since 2019-05-17
AZ RA
APPROVED

Since 2018-06-20
PA RA
APPROVED

Since 2018-01-23
NC RA
APPROVED

Since 2017-09-18
IA RA
APPROVED

Since 2016-11-07
WA RA
APPROVED

Since 2012-05-29
CA RA
APPROVED

Since 2002-02-28

Branch Locations

1 Spectrum Pointe Drive Suite #210, Lake Forest, CA 92630 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Centaurus Financial, Inc.	Newport Beach	CA	08/1997	Present

08/1997 → Present

Centaurus Financial, Inc.

Newport Beach, CA

Other Businesses

1. SOLE PROPRIETOR, 1 SPECTRUM POINTE DRIVE, SUITE #210, LAKE FOREST, CA 92630. NON INVESTMENT RELATED SINCE 01/2008 AND I SPEND APPROX. 2 HOURS PER MONTH ON THIS ACTIVITY. SALES OF HEALTH & DENTAL INSURANCE. 2. A.G. WEALTH MANAGEMENT ADVISERS, INC POSITION: Owner NATURE: This is a C-Corp and I use it as a pass through. Since a corporation can not hold a individual Securities License or Insurance License. The C-Corp is used for my commissions and expenses. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/17/2006 ADDRESS: 1 Spectrum Pointe Drive #210, Lake Forest CA 92630, United States DESCRIPTION: This is a C-Corp and I use it as a pass through. Since a corporation can not hold a individual Securities License or Insurance License. The C-Corp is used for my commissions and expenses. 3. WEALTH MANAGEMENT ADVISERS POSITION: Owner NATURE: DBA for branding purposes INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/31/1996 ADDRESS: 1 Spectrum Pointe Drive #210, Lake Forest CA 92630, United States DESCRIPTION: DBA for branding purposes

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-08-26
S63	Uniform Securities Agent State Law Examination	1997-08-29

S66 Uniform Combined State Law Examination

2005-08-26
S63 Uniform Securities Agent State Law Examination

1997-08-29

View on SEC IAPD