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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-05-13 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Hyannis | MA | 06/2009 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | Present |
3. First Nichol LLP; Investment related; Industrial rental properties; Co Partner (proprietor, partner, officer, director, employee, trustee, agent); Mar 2018; During business hours: 0; After business hours: 0 4. Warehouse rental properties; Investment related; Rental; Co-Owner (proprietor, partner, officer, director, employee, trustee, agent); Nov 2018; During business hours: 0; After business hours: 0 5.*512964- 381 Old Falmouth Rd Condominium Trust; Investment related-No; Marstons Mills, Massachusetts; Industrial warehouse HOA board; Board Member (proprietor, partner, officer, director, employee, trustee, agent); 08/2022; During business hours: 0; After business hours: 1; Annual meeting, approval of monthly financials, helping/advising of upkeep and betterment of common areas 6. *657951 - Last Nickel, LLC; Investment related: Yes; Marstons Mills, Massachusetts; Rental Property; Manager (proprietor, partner, officer, director, employee, trustee, agent); 08/2025; During business hours: 0; After business hours: 3; Overall property management. *666003- Osterville Anglers Club; Investment related: No; Osterville, Massachusetts; Recreation; Board Member (proprietor, partner, officer, director, employee, trustee, agent); 12/2025; During business hours: 0; After business hours: 5; This is a private fishing club that organizes fishing tournament, boating and fishing educational events and social events throughout the year. I've been a member 1988 and have served on the board in the past. I'll be helping with the organization and execution of the fishing tournament season
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-06-02 |
| S63 | Uniform Securities Agent State Law Examination | 1997-10-06 |
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