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5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-02-25 |
| NY | RA | APPROVED | 2021-02-14 |
Branch Locations
5429 Lbj Freeway Suite 750, Dallas, TX 75240 • UNITED STATES
1185 Ave Of The Americas 3Rd Floor, New York, NY 10036 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prospera Financial Services | Dallas | TX | 10/2014 | Present |
MAGEN DAVID YESHIVA; BROOKLYN, NY; NON-PROFIT; Finance COMMITTEE; PRIVATE SCHOOL; ONE HOUR PER WEEK OUTSIDE NORMAL OFFICE HOURS COUNCIL OF JEWISH ORGANIZATIONS OF FLATBUSH, BOARD MEMBER AND TRASURER, NO ACTIVITY DURING NORMAL BUSINESS HOURS, NO COMPENSATION Ari Baum is a consultant for Alphasights Consulting, this business is investment related. spending 1-9% of his weekly time non during trading hours, Mr. Baum provides insight on Financial Planning and industry trends. the compensation represents 1-9% of Mr.Baum's annual income. Ari Baum is a JustWorks agent an Insurance related. Receiving referral fee through 401k group employee benefits. Working 1-9% if his weekly time during market hours, compensation will flow through PFS. MR. BAUM IS RENTING A TIMESHARE LOCATED AT 4032 BEDFORD AVE BROOKLYN, NY 11229. THIS BUSINESS IS NOT INVESTMENT. SPENDING 1-9% OF HIS TIME CONDUCTING THIS BUSINESS. NO COMPENSATION AT THIS TIME. Mr. Baum is a Track and Field Coach for Yeshiva of Flatbush High School located at 1609 Ave J., Brooklyn, NY 11230. This business is not investment related. Spending 1-9% of his time none during market hours. Compensations is 1-9% of his annual income.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-10-10 |
| S63 | Uniform Securities Agent State Law Examination | 2000-05-12 |
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