Anthony Joseph Spizzo

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2009 → 03/2020
  Ameriprise Financial Services, Inc.
  Saddle Brook, NJ
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Saddle Brook, NJ

Previous Registrations

• 2004-10-20 → 2009-03-09
  Banc Of America Investment Services, Inc.
  Ramsey, NJ
  Ramsey, NJ
• 2002-09-04 → 2004-10-20
  Quick & Reilly, Inc.
  Wahwah, NJ

Other Businesses

Business Ownership; Huddle Pass Inc; Writer and part owner; This is a blog about college football- I will be writing short articles about Rutgers football; #909, , Chicago, IL, 60654; Not Investment-Related; 09/30/2013; 0 hours per month; 0 during trading hours. Other Business Activities; Bergen Highlands Rotary Club; Member; PO BOx 516, , Ramsey, NJ, 7446; Not Investment-Related; 07/01/2014; 1 to 9 hours per month; 0 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-04-16
• S63 Uniform Securities Agent State Law Examination
  1997-10-22

Other Names

• Tj Spizzo