Timothy Allen Smith

Employer firm

Fairway Asset Management, Inc. CRD 142038

$60.1M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2007 → Present
  Fairway Asset Management, Inc.
  San Ramon, CA

Previous Registrations

• 2007-01-09 → 2010-12-31
  Fairway Asset Management, Inc.
  San Ramon, CA
• 2005-02-23 → 2007-01-09
  Wells Fargo Clearing Services, Llc
  Walnut Creek, CA
  Walnut Creek, CA
• 2001-09-25 → 2005-03-16
  Citigroup Global Markets Inc.
  Pleasanton, CA

Other Businesses

FAIRWAY ASSET MANAGEMENT INC. DBA F.A.M. INSURANCE AGENCY; INVESTMENT- RELATED; 2010 CROW CANYON PLACE, SUITE 100, SAN RAMON, CA 94583, INSURANCE SERVICES, OWNER, START DATE: 03/05/2009; 10 HOURS DEVOTED TO OTHER BUSINESS PER MONTH; 0 HOURS DEVOTED DURING SECURITIES TRADING HOURS; FIND LIFE INSURANCE POLICIES AND FIXED ANNUITIES WITH FEATURES THAT BEST FIT THE CLIENT'S NEEDS FOR INCOME REPLACEMENT AND SAFETY.

Exams

• S66 Uniform Combined State Law Examination
  1997-11-14

Other Names

• Timothy A Smith