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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-11-03 |
| CA | RA | APPROVED | 2022-11-01 |
Branch Locations
2049 Century Park E Division - Pacific Coast, Los Angeles, CA 90067 • United States
1331 N California Blvd, Walnut Creek, CA 94596 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | San Jose | CA | 06/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | San Jose | CA | 11/2016 | 01/2020 |
| Morgan Stanley | San Francisco | CA | 04/2020 | 08/2020 |
| Unemployed | Dublin | CA | 01/2020 | 04/2020 |
| Wells Fargo Clearing Services, Llc | Walnut Creek | CA | 07/2020 | 10/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Walnut Creek | CA | 10/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-10-14 |
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