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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-02-27 |
| OR | RA | APPROVED | 2013-08-16 |
Branch Locations
4949 Sw Meadows Road Suite 250, Lake Oswego, OR 97035 • United States
St Helens, OR • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Lake Oswego | OR | 02/2012 | Present |
(1) MATTHEW AND AIMEE FUNK; 59122 ASHWOOD CT ST HELENS OR 97051; RENTAL PROPERTY; 06/30/14 TO N/A; OWNER - ACTIVE; LANDLORD; 2 HOURS DEVOTED PER MONTH; 0 HOURS DURING SECURITIES HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-08-16 |
| S63 | Uniform Securities Agent State Law Examination | 2002-01-14 |
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