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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2018-01-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self Employed Dba K & S Concepts | Peterborough | NH | 11/1985 | Present |
| Self Employed Dba H & R Block | Peterborough | NH | 11/1985 | Present |
| Dba Peterborough Technology Group | Peterborough | NH | 02/1988 | Present |
| Ameriprise Financial Services, Inc. | Minneapolis | MN | 10/2009 | 03/2020 |
| Ameriprise Financial Services, Inc. | Boston | MA | 10/2009 | 03/2020 |
| Ameriprise Financial Services, Llc | Boston | MA | 03/2020 | Present |
Real Estate Ownership; Single Family; 36 Chmura Rd Hadley, MA 01035 Farmhouse, ,; Not Investment-Related; 11/03/2009 / Single Family; Farmland, barns, and outbuildings at 36 Chmura Rd Hadley, MA 010, ,; Not Investment-Related; 11/03/2009 / Single Family; 38 Chmura Rd Hadley, Ma 01035, ,; Not Investment-Related; 11/03/2009. Business Ownership; Peterborough Technology Group; All roles possible. Fully responsible for any activities.; Consulting; PO Box 445 Peterborough, NH 03458, ,; Not Investment-Related; 02/26/1988; 1 to 9 hours per month; 0 during trading hours / K&S Concepts; Everything! Sole proprietor.; Consulting; 19 Wilton Road Ste 13 Peterborough, NH 03458, ,; Not Investment-Related; 11/03/2009; 1 to 9 hours per month; 1 to 9 during trading hours / K & S Concepts 2; Again, everything! Sole Proprietor.; Bookkeeping and various services to small businesses and individuals; PO Box 445 Peterborough, NH 03458, ,; Not Investment-Related; 11/28/1985; 1 to 9 hours per month; 1 to 9 during trading hours / The Video Team; Anything and everything. Again, sole proprietor.; Non investment related: Multi media production and related services; Old Street Rd Peterborough, NH 03458, ,; Not Investment-Related; 04/20/2009; 1 to 9 hours per month; 1 to 9 during trading hours / Black Ink Services LLC; Manager and sole member. All business activities.; Employee Management services and other services for small/micro businesses.; 19 Wilton Rd Ste 13 Peterborough, NH 03458, ,; Not Investment-Related; 01/14/2005; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; K&S Concepts; Owner; Various services to small/micro businesses.; 19 Wilton Rd Ste 13 Peterborough, NH 03458, ,; Not Investment-Related; 11/03/2009; 1 to 9 hours per month; 1 to 9 during trading hours / The Video Team; Owner; Non investment, non tax related; Multi media production and related services.; Old Street Rd Peterborough, NH 03458, ,; Not Investment-Related; 04/20/2009; 1 to 9 hours per month; 1 to 9 during trading hours / Peterborough Technology Group; Owner; Computer and IT related.Write and review software and computer products.; PO Box 445 Peterborough, NH 03458, ,; Not Investment-Related; 02/26/1988; 1 to 9 hours per month; 1 to 9 during trading hours / K & S Concepts 2; Owner; Various services to small/micro businesses.; PO Box 445 Peterborough, NH 03458, ,; Not Investment-Related; 11/28/1985; 1 to 9 hours per month; 1 to 9 during trading hours / Black Ink Services LLC; Managing member - Manager/Sole member. All activities of the business.; Business planning services.; 19 Wilton Rd Ste 13 Peterborough, NH 03458, ,; Not Investment-Related; 01/14/1985; 1 to 9 hours per month; 1 to 9 during trading hours / H&R Block; Enrolled Agent- tax professional - Master Tax Advisor with all duties that entails.; Preparation of tax returns.; 19 Wilton Rd Ste 13, , Peterborough, NH, 03458; Not Investment-Related; 11/28/1985; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-07-21 |
| S63 | Uniform Securities Agent State Law Examination | 1997-10-31 |
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