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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2018-01-08
  • NH RA
    APPROVED
    Since 2018-01-08

Branch Locations

60 State St, Suite 2100, Boston, MA 02109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self Employed Dba K & S Concepts Peterborough NH 11/1985 Present
Self Employed Dba H & R Block Peterborough NH 11/1985 Present
Dba Peterborough Technology Group Peterborough NH 02/1988 Present
Ameriprise Financial Services, Inc. Minneapolis MN 10/2009 03/2020
Ameriprise Financial Services, Inc. Boston MA 10/2009 03/2020
Ameriprise Financial Services, Llc Boston MA 03/2020 Present
  • 11/1985 → Present
    Self Employed Dba K & S Concepts
    Peterborough, NH
  • 11/1985 → Present
    Self Employed Dba H & R Block
    Peterborough, NH
  • 02/1988 → Present
    Dba Peterborough Technology Group
    Peterborough, NH
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Minneapolis, MN
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Boston, MA
  • 03/2020 → Present
    Boston, MA
Other Businesses

Real Estate Ownership; Single Family; 36 Chmura Rd Hadley, MA 01035 Farmhouse, ,; Not Investment-Related; 11/03/2009 / Single Family; Farmland, barns, and outbuildings at 36 Chmura Rd Hadley, MA 010, ,; Not Investment-Related; 11/03/2009 / Single Family; 38 Chmura Rd Hadley, Ma 01035, ,; Not Investment-Related; 11/03/2009. Business Ownership; Peterborough Technology Group; All roles possible. Fully responsible for any activities.; Consulting; PO Box 445 Peterborough, NH 03458, ,; Not Investment-Related; 02/26/1988; 1 to 9 hours per month; 0 during trading hours / K&S Concepts; Everything! Sole proprietor.; Consulting; 19 Wilton Road Ste 13 Peterborough, NH 03458, ,; Not Investment-Related; 11/03/2009; 1 to 9 hours per month; 1 to 9 during trading hours / K & S Concepts 2; Again, everything! Sole Proprietor.; Bookkeeping and various services to small businesses and individuals; PO Box 445 Peterborough, NH 03458, ,; Not Investment-Related; 11/28/1985; 1 to 9 hours per month; 1 to 9 during trading hours / The Video Team; Anything and everything. Again, sole proprietor.; Non investment related: Multi media production and related services; Old Street Rd Peterborough, NH 03458, ,; Not Investment-Related; 04/20/2009; 1 to 9 hours per month; 1 to 9 during trading hours / Black Ink Services LLC; Manager and sole member. All business activities.; Employee Management services and other services for small/micro businesses.; 19 Wilton Rd Ste 13 Peterborough, NH 03458, ,; Not Investment-Related; 01/14/2005; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; K&S Concepts; Owner; Various services to small/micro businesses.; 19 Wilton Rd Ste 13 Peterborough, NH 03458, ,; Not Investment-Related; 11/03/2009; 1 to 9 hours per month; 1 to 9 during trading hours / The Video Team; Owner; Non investment, non tax related; Multi media production and related services.; Old Street Rd Peterborough, NH 03458, ,; Not Investment-Related; 04/20/2009; 1 to 9 hours per month; 1 to 9 during trading hours / Peterborough Technology Group; Owner; Computer and IT related.Write and review software and computer products.; PO Box 445 Peterborough, NH 03458, ,; Not Investment-Related; 02/26/1988; 1 to 9 hours per month; 1 to 9 during trading hours / K & S Concepts 2; Owner; Various services to small/micro businesses.; PO Box 445 Peterborough, NH 03458, ,; Not Investment-Related; 11/28/1985; 1 to 9 hours per month; 1 to 9 during trading hours / Black Ink Services LLC; Managing member - Manager/Sole member. All activities of the business.; Business planning services.; 19 Wilton Rd Ste 13 Peterborough, NH 03458, ,; Not Investment-Related; 01/14/1985; 1 to 9 hours per month; 1 to 9 during trading hours / H&R Block; Enrolled Agent- tax professional - Master Tax Advisor with all duties that entails.; Preparation of tax returns.; 19 Wilton Rd Ste 13, , Peterborough, NH, 03458; Not Investment-Related; 11/28/1985; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-07-21
S63 Uniform Securities Agent State Law Examination 1997-10-31
  • S65 Uniform Investment Adviser Law Examination
    2016-07-21
  • S63 Uniform Securities Agent State Law Examination
    1997-10-31
Other Names
  • Kathleen Anne Lariviere
  • Kathleen Anne Lariviere

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