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Michael Christopher Loo

Trilogy Capital, Inc.

Irvine, CA

Irvine, CA

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Current Employers
Trilogy Capital, Inc.

2601 Main Street Suite 100, Irvine, CA 92614 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-07-18
CA RA APPROVED 2015-12-01
  • TX RA
    APPROVED
    Since 2017-07-18
  • CA RA
    APPROVED
    Since 2015-12-01

Branch Locations

2601 Main Street Suite 100, Irvine, CA 92614 • United States

2601 Main Street Suite 100, Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Planning Corporation Irvine CA 07/2002 11/2017
Trilogy Capital, Inc. Irvine CA 11/2015 Present
Lpl Financial Llc Irvine CA 11/2017 Present
Trilogy Financial Services Irvine CA 07/2002 10/2022
Trilogy Financial Services Irvine CA 10/2022 Present
  • 07/2002 → 11/2017
    National Planning Corporation
    Irvine, CA
  • 11/2015 → Present
    Irvine, CA
  • 11/2017 → Present
    Lpl Financial Llc
    Irvine, CA
  • 07/2002 → 10/2022
    Trilogy Financial Services
    Irvine, CA
  • 10/2022 → Present
    Trilogy Financial Services
    Irvine, CA
Previous Registrations
  • 2006-01-17 → 2017-11-29
    National Planning Corporation
    Irvine, CA
    Irvine, CA
Other Businesses

1. 02/14/2018 - Trilogy Capital, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date 12/01/2015 - 59 Hours Per Month - Time Spent 50% - I provide investment advisory services through Trilogy Capital, Inc., an independent investment advisor firm. I started this business activity in 10/2017. I expect to spend approximately 50 hours per month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 8/1/2018 - Trilogy Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 8/1/2018 - Trilogy Financial - Investment Related - At Reported Business Location(s) - Non-Variable Insurance.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-07-13
S63 Uniform Securities Agent State Law Examination 2002-07-12
  • S65 Uniform Investment Adviser Law Examination
    2005-07-13
  • S63 Uniform Securities Agent State Law Examination
    2002-07-12
Other Names
  • Mike Loo
  • Michael Loo

View on SEC IAPD

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