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2601 Main Street Suite 100, Irvine, CA 92614 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-07-18 |
| CA | RA | APPROVED | 2015-12-01 |
Branch Locations
2601 Main Street Suite 100, Irvine, CA 92614 • United States
2601 Main Street Suite 100, Irvine, CA 92614 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Irvine | CA | 07/2002 | 11/2017 |
| Trilogy Capital, Inc. | Irvine | CA | 11/2015 | Present |
| Lpl Financial Llc | Irvine | CA | 11/2017 | Present |
| Trilogy Financial Services | Irvine | CA | 07/2002 | 10/2022 |
| Trilogy Financial Services | Irvine | CA | 10/2022 | Present |
1. 02/14/2018 - Trilogy Capital, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date 12/01/2015 - 59 Hours Per Month - Time Spent 50% - I provide investment advisory services through Trilogy Capital, Inc., an independent investment advisor firm. I started this business activity in 10/2017. I expect to spend approximately 50 hours per month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 8/1/2018 - Trilogy Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 8/1/2018 - Trilogy Financial - Investment Related - At Reported Business Location(s) - Non-Variable Insurance.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-07-13 |
| S63 | Uniform Securities Agent State Law Examination | 2002-07-12 |
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