Bryce Putnam Heringer

Current Employers

Employment History

• 01/2004 → 10/2016
  Lwi Financial Inc.
  San Jose, CA
• 01/2004 → 10/2016
  Loring Ward Securities Inc.
  San Jose, CA
• 10/2016 → 05/2018
  Unemployed
  Cupertino, CA
• 05/2018 → Present
  Lpl Financial, Llc
  San Mateo, CA
• 06/2018 → 07/2026
  Strategic Wealth Advisors Group, Llc
  San Mateo, CA
• 06/2026 → Present
  Private Advisor Group, Llc
  Morristown, NJ

Previous Registrations

• 2018-06-05 → 2026-06-26
  Mariner Advisor Network
  San Mateo, CA
  San Carlos, CA
• 2007-07-06 → 2016-11-03
  Lwi Financial Inc.
  San Jose, CA

Other Businesses

1. 5/31/2018 - Red Tower Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 05/25/2018 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 2. 06/30/2026 - Private Advisor Group - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - 160 hours per month/ 35 hours during trading - I provide investment advisory services through Private Advisor Group, LLC an independent investment advisor firm. I started this business activity in 6/2026 expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2004-09-17
• S63 Uniform Securities Agent State Law Examination
  1998-05-21

Other Names

• Bryce Putnam Heringer
• Bryce Heringer