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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2015-07-27 |
Branch Locations
470 Nevada St Ste 200, Auburn, CA 95603-3752 • United States
1420 Rocky Ridge Dr Ste 200, Roseville, CA 95661 • United States
Auburn, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Auburn | CA | 07/2015 | 03/2020 |
| Ameriprise Financial Services, Llc | Auburn | CA | 03/2020 | Present |
Board of Directors; The Hillmen Foundation; Chairman; PO Box 6115, , Auburn, CA, 95604; Not Investment-Related; 10/15/2011; 10 to 19 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-09-25 |
| S65 | Uniform Investment Adviser Law Examination | 1997-09-25 |
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