Thomas Patrick Moonan

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1997 → 09/2017
  Merrill Lynch
  Atlanta, GA
• 09/2017 → Present
  Raymond James Financial Services, Inc.
  Roswell, GA
• 10/2017 → Present
  Raymond James Financial Services Advisors Inc.
  Roswell, GA

Previous Registrations

• 2003-10-16 → 2017-10-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Alpharetta, GA
  Alpharetta, GA

Other Businesses

(1)Name of Business: Lumyx Address: Lumyx Inc., Atlanta, GA, 30308, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 05/20/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am an investor (2)Name of Business: Moonan Wealth Management Address: 1875 Old Alabama Rd Ste 615, Roswell, GA, 30076, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 09/29/2017 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41-80 Description of duties: Owner

Exams

• S66 Uniform Combined State Law Examination
  1997-10-29

Designations

• Certified Financial Planner

Other Names

• Tom Moonan
• Thomas P Moonan
• Tom Moonan
• Tommy Moonan