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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-08-21
NJ RA APPROVED 2019-06-06
  • TX RA
    APPROVED_RES
    Since 2024-08-21
  • NJ RA
    APPROVED
    Since 2019-06-06

Branch Locations

1100-1800 American Blvd Central Business Review Unit, Pennington, NJ 08534 • United States

9000 Southside Blvd Central Business Review Unit, Jacksonville, FL 32256 • United States

Point Pleasant Boro, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 07/2015 Present
Other Businesses

I*129488 For profit or not for profit: For-Profit Organization Name of outside business organization: UBER DRIVER Investment related: N Address of business: POINT PLEASANT, New Jersey 8742 Nature of business: Corporation, Position, title, association: Other, Driver (employee) Start date of relationship: 2/1/2020 Number of hours devoted: 25 hour(s) Quarterly Number of hours devoted during trading hours: 0 Duties: Pick up clients in my car and Driving clients to desired destinations.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-03
S63 Uniform Securities Agent State Law Examination 1999-09-10
  • S66 Uniform Combined State Law Examination
    2019-06-03
  • S63 Uniform Securities Agent State Law Examination
    1999-09-10

View on SEC IAPD

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