Robert Scott Baxter

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2002-10-11

NJ RA
APPROVED

Since 2002-10-11

Branch Locations

6727 Black Horse Pke, Egg Harbor Township, NJ 08234 • United States

331 Newman Springs Rd Bldg 2 2Nd Fl Ste 221 [J4-Rbo], Red Bank, NJ 07701 • United States

500 New Rd, Somers Point, NJ 08244 • United States

1301 Atlantic Ave, Atlantic City, NJ 08401 • United States

273 W White Horse Pike, Egg Harbor City, NJ 08215 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Ocean City	NJ	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Ocean City	NJ	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Ocean City, NJ
11/2016 → Present

Wells Fargo Clearing Services, Llc

Ocean City, NJ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-09-10
S63	Uniform Securities Agent State Law Examination	1997-12-09

S65 Uniform Investment Adviser Law Examination

1998-09-10
S63 Uniform Securities Agent State Law Examination

1997-12-09

Other Names

Robert S Baxter