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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-09-02
MD RA APPROVED 2005-12-09
  • TX RA
    APPROVED
    Since 2016-09-02
  • MD RA
    APPROVED
    Since 2005-12-09

Branch Locations

1997 Annapolis Exchange Pkwy [Satellite], Annapolis, MD 21401 • United States

572 Titus Ave, Rochester, NY 14617 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Llc Severna Park MD 05/2009 Present
Previous Registrations
  • 2003-05-16 → 2006-01-06
    Legg Mason Wood Walker, Incorporated
    Annapolis, MD
  • 2002-09-30 → 2003-05-20
    Scarborough Retirement Services, Llc
    Annapolis, MD
  • 1997-10-09 → 2002-11-01
    Scarborough Capital Management, Inc.
    Annapolis, MD
Other Businesses

PRIVATE WEALTH PARTNERS LLC; INV RELATED; ANNAPOLIS, MD; FOR FINET PRACTICE; 20% OWNERSHIP; START: 12/2005; 200 HRS/MO; 200 DURING TRADING. CO-TRUSTEE FOR FINET 401K; INV. RELATED; ANNAPOLIS, MD; START DATE 1/2017; 2 HRS PER MONTH; 1 HR DURING TRADING.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-09-19
S65 Uniform Investment Adviser Law Examination 1997-09-12
  • S63 Uniform Securities Agent State Law Examination
    1997-09-19
  • S65 Uniform Investment Adviser Law Examination
    1997-09-12
Designations

View on SEC IAPD

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