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Heather Elizabeth Land Tucker

LPl Financial LLC

Eugene, OR

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2021-08-02
CA RA APPROVED 2021-07-21
MN RA APPROVED 2021-07-21
TX RA APPROVED_RES 2021-07-21
UT RA APPROVED 2021-07-21
WA RA APPROVED 2021-07-21
  • OR RA
    APPROVED
    Since 2021-08-02
  • CA RA
    APPROVED
    Since 2021-07-21
  • MN RA
    APPROVED
    Since 2021-07-21
  • TX RA
    APPROVED_RES
    Since 2021-07-21
  • UT RA
    APPROVED
    Since 2021-07-21
  • WA RA
    APPROVED
    Since 2021-07-21

Branch Locations

360 E 10Th Ave Ste 200, Eugene, OR 97401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc. Eugene OR 08/1997 Present
Various Insurance Carriers Eugene OR 10/1997 Present
Chalget Llc Eugene OR 09/2006 Present
Heather Tucker Eugene OR 02/2010 Present
Eugene Springfield Professionals Eugene OR 01/2016 12/2016
Eugene Springfield Professionals Eugene OR 01/2019 12/2020
Eugene Springfield Professionals Eugene OR 01/2021 Present
Lpl Financial Llc Eugene OR 07/2021 Present
  • 08/1997 → Present
    Waddell & Reed, Inc.
    Eugene, OR
  • 10/1997 → Present
    Various Insurance Carriers
    Eugene, OR
  • 09/2006 → Present
    Chalget Llc
    Eugene, OR
  • 02/2010 → Present
    Heather Tucker
    Eugene, OR
  • 01/2016 → 12/2016
    Eugene Springfield Professionals
    Eugene, OR
  • 01/2019 → 12/2020
    Eugene Springfield Professionals
    Eugene, OR
  • 01/2021 → Present
    Eugene Springfield Professionals
    Eugene, OR
  • 07/2021 → Present
    Eugene, OR
Previous Registrations
  • 2002-06-21 → 2021-07-21
    Waddell & Reed
    Eugene, OR
    Eugene, OR
    Seattle, WA
    Eugene, OR
Other Businesses

1) 07/22/2021 - Non-Variable Insurance - Heather Tucker, Insurance Agent - 0Hrs/Mo - Investment Related - Eugene, OR 97401 2) 2006 - Business Entity For Tax/Investment Purposes Only - CHALGET LLC - 0Hrs/Mo - Not Investment Related - Eugene, OR 97401 3) 02/2010 - Other- Rep's Business - Heather Tucker - 0Hrs/Mo - Not Investment Related - Cottage Grove, OR

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-08-13
S63 Uniform Securities Agent State Law Examination 1997-09-08
  • S66 Uniform Combined State Law Examination
    2001-08-13
  • S63 Uniform Securities Agent State Law Examination
    1997-09-08
Other Names
  • Heather Elizabeth Land
  • Heather Elizabeth Tucker
  • Heather Tucker

View on SEC IAPD

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