Best Investors
Account
Sign in
Best Investors
Account
Sign in
One - 100Th Avenue Ne Suite 102, Bellevue, WA 98004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2013-12-04 |
| CA | RA | APPROVED | 2013-12-03 |
| OR | RA | APPROVED | 2011-01-24 |
| WA | RA | APPROVED | 2011-01-24 |
Branch Locations
One - 100Th Avenue Ne Suite 102, Bellevue, WA 98004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pacific West Securities, Inc. | Bellevue | WA | 05/1999 | Present |
| Carrol And Associates, Inc. | Bellevue | WA | 04/1998 | Present |
| Coldstream Capital Management, Inc. | Bellevue | WA | 01/2011 | Present |
1) INDEPENDENT AGENT INSURANCE LICENSED IN ALL LINES OF INSURANCE- FIXED PRODUCTS, ANNUTIIES, LT CARE, DIABILITY, MEDICARE SUPPLEMENT, MAJOR MEDICAL; UTILIZES VARIOUS INDEPENDENT INSURANCE CARRIERS;SINCE 10/1990. 2) Joe's primary business activity is working as a registered investment advisor for Coldstream Wealth Management, an affiliate of Coldstream Securities Inc.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-09-26 |
| S63 | Uniform Securities Agent State Law Examination | 1997-08-28 |
Reach out to this advisor