Richard Dale Horn

Current Employers

Employment History

• 01/2009 → Present
  Ubs Financial Services Inc
  Hunt Valley, MD

Previous Registrations

• 2006-02-21 → 2009-01-23
  Citigroup Global Markets Inc.
  Towson, MD
  New York, NY
  Towson, MD
• 2003-08-11 → 2006-02-21
  Legg Mason Wood Walker, Incorporated
  Towson, MD

Other Businesses

1)DC CAREY / HORN CAREY / 8 STEWART GLEN DR PHOENIX, MD 21131 / COMPANY / REAL ESTATE / HOUSING REHABILITATION / PARTNER / NO ACTIVE DUTIES / START DATE 08/01/2012. 2)AUTONOMY, LLC / 8 STEWARTS GLEN DR PHOENIX,MD 21131 / PARTNERSHIP/ REAL ESTATE / REAL ESTATE DEVELOPMENT / PARTNER / START DATE 6/1/2013. 3)Living Classrooms / 802 S Caroline St Baltimore,MD 21231 / Foundation/ Education / Education / Member of Board of Directors / / Advise organization / Start Date 6/24/16 / 4)Healthcare for the Homeless / 421 Fallsway Baltimore,MD 21202 / Other/ Charities, Cultural, Educational & Political Organisations / Assist the homeless with healthcare / Member of a committee with management or supervisory functions / / Chair of Investment Committee / Start Date 05/31/2016 /

Exams

• S66 Uniform Combined State Law Examination
  2003-08-07
• S65 Uniform Investment Adviser Law Examination
  1998-07-28
• S63 Uniform Securities Agent State Law Examination
  1997-10-31