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Lisa Shirley Simms

Edward Jones

Sarasota, FL

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-05-16
FL RA APPROVED 2024-05-13
  • TX RA
    APPROVED
    Since 2024-05-16
  • FL RA
    APPROVED
    Since 2024-05-13

Branch Locations

2426 Bee Ridge Rd Ste D, Sarasota, FL 34239-6350 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Sarasota FL 06/2002 04/2024
Edward Jones St. Louis MO 04/2024 Present
  • 06/2002 → 04/2024
    Morgan Stanley Smith Barney
    Sarasota, FL
  • 04/2024 → Present
    Edward Jones
    St. Louis, MO
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-16
S63 Uniform Securities Agent State Law Examination 1999-11-24
  • S65 Uniform Investment Adviser Law Examination
    1999-12-16
  • S63 Uniform Securities Agent State Law Examination
    1999-11-24
Designations
Other Names
  • Lisa Shirley Beeman
  • Lisa Jan Shirley
  • Lisa Shirley Simoneau

View on SEC IAPD

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Other Offices

CPA INVESTMENT SOLUTIONS, INC. · SARASOTA, FL
EDWARD JONES · Lakewood Ranch, FL
HENDRICKS WEALTH AND ESTATE MANAGEMENT · Lakewood Ranch, FL
OSAIC WEALTH, INC. · SARASOTA, FL
ACCURATE WEALTH MANAGEMENT, LLC · Sarasota, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Lakewood Ranch, FL
BASE WEALTH MANAGEMENT · LAKEWOOD RANCH, FL
EDWARD JONES · LAKEWOOD RANCH, FL

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