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12555 Manchester Rd, St. Louis, MO 63131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-08-29 |
| TN | RA | APPROVED | 2023-12-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith/Bank Of America, N.A. | Knoxville | TN | 07/2016 | 09/2020 |
| Lpl Financial Llc | Oak Ridge | TN | 09/2020 | 01/2023 |
| Legacy Capital Advisors | Knoxville | TN | 01/2023 | 12/2023 |
| Edward Jones | St Louis | MO | 12/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-25 |
| S63 | Uniform Securities Agent State Law Examination | 1997-10-21 |
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