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Jeffrey David Seuferling

Trilogy Capital, Inc.

Corona, CA

Irvine, CA

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Current Employers
Trilogy Capital, Inc.

2601 Main Street Suite 100, Irvine, CA 92614 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-15
CA RA APPROVED 2015-11-23
  • TX RA
    APPROVED
    Since 2025-03-15
  • CA RA
    APPROVED
    Since 2015-11-23

Branch Locations

980 Montecito Drive, Suite 108, Corona, CA 92879 • United States

2601 Main Street Suite 100, Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Trilogy Capital, Inc Corona CA 11/2015 Present
Lpl Financial Llc Corona CA 11/2017 Present
Trilogy Financial Services Inc Corona CA 10/1999 Present
National Planning Corporation Corona CA 10/1999 11/2017
  • 11/2015 → Present
    Corona, CA
  • 11/2017 → Present
    Lpl Financial Llc
    Corona, CA
  • 10/1999 → Present
    Trilogy Financial Services Inc
    Corona, CA
  • 10/1999 → 11/2017
    National Planning Corporation
    Corona, CA
Previous Registrations
  • 2003-12-11 → 2017-11-29
    National Planning Corporation
    Corona, CA
    Los Angeles, CA
Other Businesses

1. 01/10/2018 - Trilogy Financial Services - Investment Related - 2601 MAIN STREET, SUITE 150 - IRVINE, CA 92614 - Insurance Agency - Insurance Sales - Start Date 10/1/1999. 2. 02/14/2018 - Trilogy Capital Inc., - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date 12/1/2015 - 20 Hours Per Month/20 During Securities Trading - I provide investment advisory services through Trilogy Capital Inc, an independent investment advisor firm. I started this business activity in 1/2018. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 12/26/2018 - Trilogy Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/01/1999 - 2 Hours Per Month During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-12-02
S63 Uniform Securities Agent State Law Examination 1997-09-27
  • S66 Uniform Combined State Law Examination
    2003-12-02
  • S63 Uniform Securities Agent State Law Examination
    1997-09-27
Designations

View on SEC IAPD

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