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2601 Main Street Suite 100, Irvine, CA 92614 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-03-15 |
| CA | RA | APPROVED | 2015-11-23 |
Branch Locations
980 Montecito Drive, Suite 108, Corona, CA 92879 • United States
2601 Main Street Suite 100, Irvine, CA 92614 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Trilogy Capital, Inc | Corona | CA | 11/2015 | Present |
| Lpl Financial Llc | Corona | CA | 11/2017 | Present |
| Trilogy Financial Services Inc | Corona | CA | 10/1999 | Present |
| National Planning Corporation | Corona | CA | 10/1999 | 11/2017 |
1. 01/10/2018 - Trilogy Financial Services - Investment Related - 2601 MAIN STREET, SUITE 150 - IRVINE, CA 92614 - Insurance Agency - Insurance Sales - Start Date 10/1/1999. 2. 02/14/2018 - Trilogy Capital Inc., - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date 12/1/2015 - 20 Hours Per Month/20 During Securities Trading - I provide investment advisory services through Trilogy Capital Inc, an independent investment advisor firm. I started this business activity in 1/2018. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 12/26/2018 - Trilogy Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/01/1999 - 2 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 1997-09-27 |
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