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Tranquil Asset Management LLC CRD 332804
$14.3M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
Foster City, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-09-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Central | 01/2011 | 10/2022 | |
| Tranquil Asset Management Llc | Foster City | CA | 01/2023 | Present |
| Tranquil Asset Management Llc | Foster City | CA | 11/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-11-15 |
| S66 | Uniform Combined State Law Examination | 2002-06-27 |
| S63 | Uniform Securities Agent State Law Examination | 1997-09-04 |
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