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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-08-10 |
Branch Locations
Fredericksburg, TX • United States
4550 Post Oak Pl Ste 125, Houston, TX 77027 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Img Financial | Houston | TX | 06/1997 | Present |
| Minnesota Life Insurance Co. | St. Paul | MN | 07/1997 | 08/2023 |
| Securian Financial Services, Inc. | St. Paul | MN | 08/1997 | 08/2023 |
| 707 N Milam Llc | Fredericksburg | TX | 05/2026 | Present |
| Cetera Wealth Services, Llc | Houston | TX | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
| West Travis Llc | Fredericksburg | TX | 08/2019 | Present |
1. ARDENT SOLUTIONS POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 03/01/2018 ADDRESS: , Sugarland TX , United States DESCRIPTION: Agent/Broker 2. CBTX PROPERTIES LLC POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2018 ADDRESS: , Crystal Beach TX , United States DESCRIPTION: Owner 3. HR&P POSITION: Agent/Broker NATURE: Referral Agreement INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 04/01/2018 ADDRESS: , Houston TX , United States DESCRIPTION: Agent/Broker 4. P&C INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 05/01/2019 ADDRESS: , Houston TX , United States DESCRIPTION: Agent/Broker 5. WEST CREEK PROPERTIES LLC POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2018 ADDRESS: , Fredericksburg TX , United States DESCRIPTION: Owner 6. WEST TRAVIS LLC POSITION: Officer NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2020 ADDRESS: 3704 Somerset Green Drive, Houston TX 77055, United States DESCRIPTION: Purchased and renovated a second home in Fredericksburg, TX 78624. We will offer this home on AirBnB + VRBO for short term vacation rentals. 7. NAME OF OTHER BUSINESS: HAGEE RANCH LLC; INVESTMENT RELATED: NO; ADDRESS: 531 WIMBERLEY TR, FREDERICKSBURG, TX 78624; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 12/2024; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: LIMITED DUTIES; 8. NAME OF OTHER BUSINESS: 801 N PECAN LLC; INVESTMENT RELATED: NO; ADDRESS: 801 N PECAN ST, FREDERICKSBURG, TX 78624; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 12/2024; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: LIMITED DUTIES; 9. NAME OF OTHER BUSINESS: 707 N MILAM LLC INVESTMENT RELATED: NO ADDRESS: 707 N MILAM FREDERICKSBURG, TX 78624 NATURE OF BUSINESS: SHORT TERM RENTAL START DATE: 05/2026 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: MANAGING SHORT TERM RENTAL HOME 10. NAME OF OTHER BUSINESS: IMG FINANCIAL GROUP, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 07/1997, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 11. NAME OF OTHER BUSINESS: WEST TRAVIS LLC; INVESTMENT RELATED: NO; ADDRESS: 312 WEST TRAVIS, FREDERICKSBURG, TX 78624; NATURE OF BUSINESS: AIRBNB AND VRBO; START DATE: 8/2019; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: OWNER - SHORT TERM RENTAL PROPERTY;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-05-21 |
| S63 | Uniform Securities Agent State Law Examination | 1997-08-26 |
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