Allen Warren Spain

Employer firm

Nationwide Investment Advisors, LLC CRD 142373

$16.7B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2014 → 10/2016
  Legg Mason & Co Llc
  Covington, LA
• 07/2014 → 10/2016
  Legg Mason Investor Services Llc
  Baltimore, MD
• 11/2016 → 02/2018
  Unemployed
  Mandeville, LA
• 02/2018 → 07/2018
  Valic Financial Advisors, Inc.
  Baton Rouge, LA
• 07/2018 → 03/2022
  Jackson National Life Distributors Llc
  Franklin, TN
• 08/2022 → 12/2022
  Alliancebernstein Investments, Inc.
  Nashville, TN
• 04/2022 → 07/2022
  N/A
  Nasvhille, TN
• 04/2023 → Present
  Nationwide Investments Services
  Columbus, OH
• 12/2022 → 04/2023
  N/A
  Franklin, TN

Previous Registrations

• 2018-02-22 → 2018-07-19
  Valic Financial Advisors, Inc.
  Baton Rouge, LA
• 2013-05-14 → 2013-06-28
  Cetera Investment Services Llc
  St Cloud, MN
  Covington, LA
• 2006-03-15 → 2006-09-25
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Mandeville, LA

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-03-14
• S63 Uniform Securities Agent State Law Examination
  1997-10-16

Designations

• Certified Financial Planner

Other Names

• Allen Warren Spain
• Allen Spain