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Cambridge Investment Research Advisors, Inc. CRD 134139
$139B regulatory AUM 68,815 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-06-10 |
| OH | RA | APPROVED | 2016-10-03 |
Branch Locations
19691 Lorain Rd, North Olmsted, OH 44070 • United States
Wadsworth, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self-Employed | Wadsworth | OH | 10/1996 | Present |
| Fsc Securities Corporation | North Olmsted | OH | 09/2001 | 10/2016 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 10/2016 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 10/2016 | Present |
| Szarka Financial Management/ Ge | Wadsworth | OH | 11/2000 | Present |
1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40/WK - 40/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 2. MANASSA CONSULTING INC, 377 HIGHPOINT DR, WADSWORTH, OH, 2/1997 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 5/MO - 5/TRADING. 3. ATTORNEY, 377 HIGHPOINT DR, WADSWORTH, OH, 1/2000. NIR - 5/WK - 4/TRADING. 4. SZARKA FINANCIAL MGMT, 29691 Lorain Rd, North Olmsted OH 44070, United States, 08/2024, Financial Advisor/Independent contractor, Volunteer, INV REL, 20 HR/MO, 20 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-02-01 |
| S63 | Uniform Securities Agent State Law Examination | 2003-07-11 |
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