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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-06-10
OH RA APPROVED 2016-10-03
  • TX RA
    APPROVED
    Since 2025-06-10
  • OH RA
    APPROVED
    Since 2016-10-03

Branch Locations

19691 Lorain Rd, North Olmsted, OH 44070 • United States

Wadsworth, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self-Employed Wadsworth OH 10/1996 Present
Fsc Securities Corporation North Olmsted OH 09/2001 10/2016
Cambridge Investment Research, Inc. Fairfield IA 10/2016 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 10/2016 Present
Szarka Financial Management/ Ge Wadsworth OH 11/2000 Present
  • 10/1996 → Present
    Self-Employed
    Wadsworth, OH
  • 09/2001 → 10/2016
    Fsc Securities Corporation
    North Olmsted, OH
  • 10/2016 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 10/2016 → Present
    Fairfield, IA
  • 11/2000 → Present
    Szarka Financial Management/ Ge
    Wadsworth, OH
Previous Registrations
  • 2002-01-02 → 2016-10-05
    Fsc Securities Corporation
    North Olmsted, OH
    North Olmsted, OH
Other Businesses

1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40/WK - 40/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 2. MANASSA CONSULTING INC, 377 HIGHPOINT DR, WADSWORTH, OH, 2/1997 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 5/MO - 5/TRADING. 3. ATTORNEY, 377 HIGHPOINT DR, WADSWORTH, OH, 1/2000. NIR - 5/WK - 4/TRADING. 4. SZARKA FINANCIAL MGMT, 29691 Lorain Rd, North Olmsted OH 44070, United States, 08/2024, Financial Advisor/Independent contractor, Volunteer, INV REL, 20 HR/MO, 20 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-02-01
S63 Uniform Securities Agent State Law Examination 2003-07-11
  • S66 Uniform Combined State Law Examination
    2008-02-01
  • S63 Uniform Securities Agent State Law Examination
    2003-07-11

View on SEC IAPD

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